WHERE IS THIRD COAST BANCSHARE’S STOCK TRADED AND WHAT IS THE TICKER AND CUSIP? HOW SHOULD SHAREHOLDERS CONTACT CONTINENTAL STOCK TRANSFER & TRUST COMPANY? HOW DO I GET THE RESTRICTIONS REMOVED FROM MY STOCK? DOES THIRD COAST BANCSHARES PAY A DIVIDEND? HOW DO I PURCHASE SHARES OF THIRD COAST BANCSHARES STOCK? HOW MAY I OBTAIN A COPY OF THE COMPANY’S ANNUAL REPORT? HOW CAN I REQUEST ADDITIONAL INFORMATION FROM THIRD COAST BANCSHARES, Inc.?

WHERE IS THIRD COAST BANCSHARE’S STOCK TRADED AND WHAT IS THE TICKER AND CUSIP?

NASDAQ

TCBX

CUSIP:  88422P 109

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HOW SHOULD SHAREHOLDERS CONTACT CONTINENTAL STOCK TRANSFER & TRUST COMPANY?

You can reach us in several ways:

Via US mail or overnight courier (FedEx/UPS/DHL):
Continental Stock Transfer & Trust Company
1 State Street, 30th Floor
New York, NY 10004-1561

Via Email: cstmail@continentalstock.com

Via Telephone:  (212) 509-4000

 

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HOW DO I GET THE RESTRICTIONS REMOVED FROM MY STOCK?

To have the legend removed from certificated shares and convert the shares into book entry (also known as DRS) form, the following steps should be taken:

  • Mail by certified mail, return receipt requested (or via Fedex or another carrier) to Continental Stock Transfer & Trust Company the (1) original stock certificate, and (2) an instruction and representation letter concerning the shareholders compliance with the requirements of Rule 144 and delivery instructions for the DRS statement, click link below.  
  • The mailing address for Continental is:

Continental Stock Transfer & Trust

1 State Street 30th Floor

New York, NY  10004-1561

Attn:  Compliance Department

  • We recommend that shareholders insure the delivery of your stock certificates for 2 percent of the value of the shares, but this is not required and can be expensive.  The risk that the shares are lost in transit is on the shareholder.
  • Shareholders do not need to sign the back of the stock certificate.
  • Upon receipt, Continental will process the request and mail the stockholder a DRS Statement that will state the number of shares that the shareholder owns. 
  • If the shareholder instructs Continental in a cover email or otherwise requests that Continental email the shareholder the DRS Statement, they will typically send a PDF via email with the information as well. 
  • Upon receipt of the DRS statement, the shareholder’s broker will be able to electronically move the shares into the shareholder’s brokerage account.
  • Please note that a shareholder may also request that Continental reissue the shares in certificated form without a restricted legend.  We don’t recommend that shareholders request physical certificates because they are harder to transfer to a brokerage account and can be lost (which can be expensive).
  • Shareholders with questions should contact customer service between the hours of 8:30 am and 5:30 pm EST, Monday thru Friday at 800-509-5586.



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DOES THIRD COAST BANCSHARES PAY A DIVIDEND?

Third Coast does not currently pay a cash dividend on its Common stock. In October 2022, the Company issued Series A Preferred Stock to certain accredited investors with cash dividends payable quarterly when, and as may be determined, by action of the Board of Directors.
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HOW DO I PURCHASE SHARES OF THIRD COAST BANCSHARES STOCK?

You may purchase shares through any stockbroker or other registered securities dealer.  We have formed a Third Coast Advisors group through Ameriprise to offer financial advice and guidance to our clients. If you would like us to contact you regarding your investment needs, I can connect you with one of our excellent Financial Advisors. As a shareholder of TCBX, we can show you the value that we bring to our clients through our Private Banking / Investments offering by working with you to open an account with Third Coast Advisors through Ameriprise Financial.  We can assist you in transferring your shares into a new Third Coast Advisors account. Our team would welcome the opportunity to work with you in providing advice and guidance for all of your investment needs.   You can reach us at:  invest@tcbssb.com

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HOW MAY I OBTAIN A COPY OF THE COMPANY’S ANNUAL REPORT?

Annual Reports can be found in the Financial section under Annual Reports.
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HOW CAN I REQUEST ADDITIONAL INFORMATION FROM THIRD COAST BANCSHARES, Inc.?

For questions about stock ownership and certificate changes, please contact Continental Stock at (212) 509-4000 or by email eparker@continentalstock.com.  Please visit our Investor Relations page to learn more about our IPO.

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